Nex Systems
Person

HONG JOON CHUN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/12/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. HONG JOON CHUN (CRD No. 3205680), Respondent. Disciplinary Proceeding No. E1020041114-01 DEFAULT DECISION Hearing Officer-SW Dated: December 12, 2006 Respondent was barred for violating NASD Procedural Rule 8210 and NASD Conduct Rule 2110 by failing to appear for an on-the-record interview scheduled by the NASD staff pursuant to Rule 8210. In light of the bar, the Hearing Officer did not impose an additional sanction for Respondent's

    Reference E102004111401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3205680

Other names1

Also known as1

HONGJOON CHUN

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