JEFFREY T. MALKASIAN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/16/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006005240701 TO: Department of Enforcement NASD RE: Jeffrey T. Malkasian, Respondent Investment Company & Variable Contracts Products Representative CRD No. 2668488 Pursuant to Rule 9216 of NASD Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring
Reference 2006005240701finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2668488

Other names1

Also known as1

JEFFREY TATIOS MALKASIAN

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