Nex Systems
Person

Alexis Lertora

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/12/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051493703 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Alexis Lertora, Respondent Foreign Associate CRD No. 4821845 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Alexis Lertora ("Lertora" or "Respondent") submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2016051493703data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4821845

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