MICHAEL MASER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/26/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009017001301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael Maser, Respondent Registered Representative CRD No. 4135703 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Michael Maser ("Maser"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged
Reference 2009017001301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4135703

Other names1

Also known as1

MICHAEL PATRICK MASER

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