BRENT A. HINES

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/29/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008014410501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brent A. Hines, Respondent General Securities Representative CRD No. 3242314 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition
Reference 2008014410501finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	3242314

Other names1

Also known as1

BRENT ALLEN HINES

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