Bruce Lavar Davis
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/04/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070327601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Bruce Lavar Davis Former General Securities Representative CRD No. 5602776 Pursuant to FINRA Rule 9216, Respondent Bruce Lavar Davis (Davis) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2021070327601data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5602776 |
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