PETER ALFRED TORINO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/28/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E1020040842-01 TO: Department of Enforcement NASD RE: Peter Torino, Respondent Investment Company Products/Variable Contracts Representative (CRD No. 1160360) Pursuant to Rule 9216 of NASD Code of Procedure, I ("Respondent" or "Torino") submit this Letter of Acceptance. Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD
Reference E102004084201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1160360

Other names1

Also known as1

PETER TORINO

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