FRANK STEPHEN BOSCARINO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/22/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015048290501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Frank S. Boscarino, Respondent Registered Representative CRD No. 6033817 Pursuant to FINRA Rule 9216 of FlNRA's Code of Procedure, I, Frank Boscarino, submit this Letter of Acceptance, Waiver and Consent ("AWC" ) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC
Reference 2015048290501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6033817

Other names1

Also known as1

Frank S. Boscarino

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