JUN RONG CHEN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/02/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013035695502 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jun Rong Chen, Respondent General Securities Representative CRD No. 2882820 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jun Rong Chen, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2013035695502data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2882820 |
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