Nex Systems
Person

TERRY M. LAYMON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/23/2005: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. MAGELLAN SECURITIES INC. (CRD No. 15986) and TERRY M. LAYMON Registered Principal (CRD No. 304342) Respondents. Disciplinary Proceeding No. C8A030081 Hearing Officer Alan W. Heifetz ORDER ACCEPTING OFFER OF SETTLEMENT Date: February 23, 2005 INTRODUCTION Disciplinary Proceeding No. C8A030081 was filed on October 31, 2003, by the Department of Enforcement of NASD ("Complainant"). Respondents Magellan Securities Inc. and

    Reference C8A030081data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number304342

Other names1

Also known as1

TERRY MICHAEL LAYMON

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