Zhengquan Zhang

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/18/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054105501 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Zhengquan Zhang, Respondent Operations Professional CRD No. 5775459 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Zhengquan Zhang (the "Zhang"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement
Reference 2017054105501finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	5775459

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