JOHN BARRY CHAMBERS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/28/2005: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. John Barry Chambers, (CRD No. 2136192) Respondent. Disciplinary Proceeding No. CLI040031 Hearing Officer - DMF ORDER ACCEPTING OFFER OF SETTLEMENT Date: October 28, 2005 INTRODUCTION Disciplinary Proceeding No. CLI040031 was filed on November 17, 2004, by the Department of Enforcement of NASD ("Complainant"). The Complaint was amended on August 29, 2005 ("Amended Complaint"). Respondent John Barry Chambers submitted an Offer of
Reference CLI040031data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2136192 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.