MICHAEL FRANCIS SHILLIN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/21/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068226101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Michael F. Shillin (Respondent) Former General Securities Representative CRD No. 5927156 Pursuant to FINRA Rule 9216, Respondent Michael F. Shillin submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020068226101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5927156

Other names1

Also known as1

Michael F. Shillin

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