Person

JENNIFER E. CHEESEMAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/12/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009017334901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jennifer E. Cheeseman, Respondent Investment Company and Variable Contracts Products Representative [CRD No.5072581] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jennifer E. Cheeseman, submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2009017334901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5072581

Other names1

Also known as1

JENNIFER EVELYN CHEESEMAN

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