JENNIFER E. CHEESEMAN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/12/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009017334901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jennifer E. Cheeseman, Respondent Investment Company and Variable Contracts Products Representative [CRD No.5072581] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jennifer E. Cheeseman, submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2009017334901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5072581 |
Other names1
Also known as1
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