Nex Systems
Person

Masood Husain Azad

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/01/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054623301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Masood Husain Azad, Respondent General Securities Representative CRD No. 4798445 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Massod Husain Azad

    Reference 2017054623301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4798445

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