Nex Systems
Person

MATTHEW JOEL LEVITT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/30/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014038991401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Matthew Joel Levitt, Respondent Direct Participation Programs Representative CRD No. 6165935 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Matthew Joel Levitt ("Levitt" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose

    Reference 2014038991401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6165935

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