Nex Systems
Person

MITESH SHERE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/15/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044593401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Mitesh Shere, Respondent CRD No. 2278130 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Mitesh Shere ("Shere"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2015044593401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2278130

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