Nex Systems
Person

Jeremy Keith Pritchett

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/05/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017056517801 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Jeremy Keith Pritchett, Respondent Former Non-Registered Fingerprint Person CRD No. 6774871 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2017056517801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6774871

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