Nex Systems
Person

FLORLENA CORTEZ

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/12/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012031460902 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Florlena Cortez, Respondent CRD No. 4339441 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent, Florlena Cortez ("Respondent" or "Cortez"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2012031460902data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4339441

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