CHRISTOPHER S. MATTEI

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/05/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CHRISTOPHER S. MATTEI (CRD No. 2393244), Respondent. Disciplinary Proceeding No. 20080117433 Hearing Officer-Andrew H. Perkins DEFAULT DECISION July 5, 2011 Respondent is barred from associating with any FINRA registered firm in any capacity for failing to appear and provide testimony, in violation of Procedural Rule
Reference 2008011743301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2393244

Other names1

Also known as1

CHRISTOPHER SHANE MATTEI

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