Nex Systems
Person

MOHAMED S HASSAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/25/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MOHAMED S. HASSAN (CRD No. 5108964), Respondent. Disciplinary Proceeding No. 2010023435701 Hearing Officer - David R. Sonnenberg DEFAULT DECISION April 25, 2013 Respondent is barred from associating with any FINRA member firm in any capacity for failing to provide testimony, in violation of FINRA Rules 8210 and 2010. Appearances For the Department of Enforcement, Complainant: John S. Han, Esq. and

    Reference 2010023435701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5108964

Other names1

Also known as1

MOHAMED S. HASSAN

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