Richard Wayne Demetriou

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/02/2021: BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Titan Securities Addison, TX, Brad C. Brooks Addision, TX, and Richard Wayne Demetriou Dunwoody, GA, Respondents. DECISION Complaint No. 2013035345701 Dated: June 2, 2021 Registered representative made material, false and misleading statements to customers, engaged in undisclosed, unapproved outside business activities,
10/17/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, V. Titan Securities (CRD No. 131392), Brad C. Brooks (CRD No. 1584633), and Richard Wayne Demetriou (CRD No. 828433) Respondents. DISCIPLINARY PROCEEDING No. 2013035345701 Hearing Officer: COMPLAINT The Department of Enforcement alleges: SUMMARY 1. During the period from July 2010 to October 2010, registered representative Richard Wayne Demetriou ("Demetriou"), while associated with Titan
03/05/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, V. Titan Securities (CRD No. 131392), Brad C. Brooks (CRD No. 1584633), and Richard Wayne Demetriou (CRD No. 828433) Respondents. DISCIPLINARY PROCEEDING No. 2013035345701 Hearing Officer-RES EXTENDED HEARING PANEL DECISION March 5, 2019 Respondent Richard Wayne Demetriou, a registered representative employed by Respondent
Reference 2013035345701data-portal.finra.org data-portal.finra.org finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	828433

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