JOHN JOSEPH LABARCA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/16/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015045012301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: John Joseph Labarca, Respondent CRD No. 2030473 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, John Joseph Labarca ("Labarca"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2015045012301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2030473

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