VINCENT WALEED JELANI
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/17/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011030823201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Vincent Waleed Jelani, Respondent (CRD No. 4766028) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Vincent Waleed Jelani ("Jelani"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the
Reference 2011030823201data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4766028 |
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