Jessica Lynn Pinkard

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/23/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024083153301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jessica Lynn Pinkard (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 7809362 Pursuant to FINRA Rule 9216, Respondent Jessica Lynn Pinkard submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.
Reference 2024083153301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	7809362

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.