Nex Systems
Person

OMAR SHARIF AMANAT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/19/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. OMAR SHARIF AMANAT (CRD No. 2710334), Respondent. Disciplinary Proceeding No. E102004094501 DEFAULT DECISION Hearing Officer -SW Date: September 19, 2008 Respondent was barred for violating: (i) Conduct Rule 2110 and IM-1000-1 by willfully and repeatedly failing to update his Form U4 to disclose required material information; and (ii) Conduct Rule 2110 and Procedural Rule 8210 by failing to respond

    Reference E102004094501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2710334

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