DONALD HORTON HUNTER JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/20/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026346203 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Donald Horton Hunter Jr., Respondent Former President and Chief Executive Officer of Westrock Advisors, Inc. CRD No. 1849030 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Donald Horton Hunter Jr., submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged
Reference 2011026346203data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1849030 |
Other names1
Also known as1
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