Nex Systems
Person

SHAKIBA HASHIMI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/07/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015047603901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Shakiba Hashimi, Respondent Investment Company Products/Variable Contracts Representative Uniform Securities Agent CRD No. 6127774 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Shakiba Hashimi, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2015047603901finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number6127774

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