Nex Systems
Person

CHRISTOPHER WILLIAM WINGADER

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/11/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049496401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christopher William Wingader, Respondent General Securities Representative CRD No. 6178344 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Christopher William Wingader ("Wingader" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the rule

    Reference 2016049496401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6178344

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.