BRENDA D. CRAIG

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/03/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008013164501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brenda D. Craig, Respondent Investment Company and Variable Contracts Products Representative [CRD No. 1219854] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Brenda D. Craig, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2008013164501finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	1219854

Other names1

Also known as1

BRENDA DENISE CRAIG

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