Nex Systems
Company

Union Bank Of California, National Association

Financial crime

United States. Named in 6 sanctions listings.

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Sanctions and listings6

  • Effective
    14 Jan 1992

    Securities Enforcement Action

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    SEC

    Reference AA-SCP-92-04apps.occ.gov

  • Effective
    20 Sep 2021

    Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D

    GLBA (12 CFR 30, Appx B)

    General IT Controls

    Information Technology

    Reference AA-ENF-2021-34apps.occ.gov

  • Effective
    15 Jan 1992

    Civil Money Penalty (CMP)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    CMP

    apps.occ.gov

  • Effective
    10 May 2023

    Civil Money Penalty (CMP)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    CMP

    Unfair or Deceptive (UDAP)

    Consumer Law

    Reference AA-ENF-2023-7apps.occ.gov

  • Effective
    29 Jul 2019

    Civil Money Penalty (CMP)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    CMP

    Flood Insurance

    Consumer Law

    Reference AA-EC-2019-36apps.occ.gov

  • Effective
    14 Sep 2007

    Civil Money Penalty (CMP); Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)

    Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States

    C&D and CMP

    Reference AA-EC-07-58apps.occ.gov

Identifiers1

IdentifierNumber
Registration number21541

Other names3

Also known as3

MUFG Union Bank, National AssociationBank of California, National Association, TheUnion Bank Of California

Addresses2

  • San Francisco , CA

  • San Francisco, CA

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