Person

TAMARA ANTOINETTE HOLLOWAY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/12/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016052630701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Tamara Holloway, Respondent Former Registered Representative CRD No. 6532903

    Reference 2016052630701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6532903

Other names1

Also known as1

Tamara Holloway

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