MAYRA J. ANGULO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/22/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MARK ISLAS (CRD No. 1953?82), and MAYRA J. ANGULO (CRD No. 2221337), Respondents. Disciplinary Proceeding No.2007011159501 Hearing Officer-Andrew H. Perkins DEFAULT DECISION September 22, 2009 The Respondents were barred for violating Conduct Rule 2110 and Procedural Rule 8210 by failing to
Reference 2007011159501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2221337

Other names1

Also known as1

MAYRA JEANETTE ANGULO

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