Salvatore Pizzimenti
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/11/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019060753501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Salvatore Pizzimenti (Respondent) Former General Securities Representative CRD No. 2879580 Pursuant to FINRA Rule 9216, Respondent Salvatore Pizzimenti submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019060753501finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2879580 |
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