JOSE ANGEL ARIZMENDI

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/20/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013036318101 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA") RE: Jose Angel Arizmendi, Jr., Respondent General Securities Representative and General Securities Principal CRD No. 2927350 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (“AWC") for the purpose of
Reference 2013036318101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2927350

Other names1

Also known as1

JOSE ANGEL ARIZMENDI JR.

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