ROBERT SEAN PARUCH JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/16/2006: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. The Truman Group, Inc., Broker-Dealer [CRD No. 10764], Kenneth Jason Saluk, Registered Representative [CRD No. 2470891], Steven Matthew Labadie, Registered Representative [CRD No. 3149829], and Robert Sean Paruch, Jr., Registered Representative, [CRD No. 3139293] Respondents. Disciplinary Proceeding No. EFL2004000401 Hearing Officer - COMPLAINT Upon information and belief, Complainant alleges the following: OVERVIEW 1. During the
Reference EFL2004000401finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3139293 |
Other names1
Also known as1
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