Nex Systems
Person

Donna Lynn Barnard

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/07/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057494201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Donna Lynn Barnard, Respondent CRD No. 5653949 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Donna Lynn Barnard, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2018057494201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5653949

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