GEORGE CRAIG MERHOFF, JR
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/14/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057331001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: George C. Merhoff, Jr., Respondent Former Registered Representative CRD No. 2918171 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, George C. Merhoff Jr., submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2018057331001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2918171 |
Other names1
Also known as1
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