Nex Systems
Person

Maureen McKenna Fasanella

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/27/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063531701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Maureen McKenna Fasanella (Respondent) Former Associated Person CRD No. 5580617 Pursuant to FINRA Rule 9216, Respondent Maureen McKenna Fasanella submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2019063531701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5580617

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