Nex Systems
Person

NAN BENSON XIE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/06/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042159601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Nan Benson Xie, Respondent ("Xie") CRD No. 5855433 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2014042159601finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number5855433

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