GREGORY GERARD MEYER
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/08/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008016397801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gregory Meyer, Respondent Registered Representative CRD NO. 3015419 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Gregory Meyer ("Meyer"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2008016397801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3015419 |
Other names1
Also known as1
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