Ana Maria Dimco

10/09/2025: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ANA MARIA DIMCO (CRD No. 6264698), Respondent. Disciplinary Proceeding No. 2024081608301 Hearing Officer–MPD DEFAULT DECISION October 9, 2025 Respondent is barred from associating with any FINRA member firm in any capacity for improperly using the funds of her member firm employer, in violation of FINRA Rule 2010. Respondent is separately barred for failing to provide information and documents as requested in connection with a FINRA investigation, in violation of FINRA Rules 8210 and 2010.

02/18/2025: The Department of Enforcement alleges: Between November 24, 2023, and February 7, 2024, Respondent Ana Maria Dimco (“Dimco”) improperly used firm funds to make purchases that were not related to any business of her employer firm, Columbia Management Investment Distributors Inc. Specifically, Dimco incurred a total of $20,157.92 in charges on the corporate American Express card issued to her to pay for personal expenditures such as clothing, travel, a laptop, medical and beauty treatments, and other personal expenses while on an approved medical leave from her firm. The firm incurred the expense for these personal expenditures, and Dimco never repaid the firm for these personal expenses, which also were made without firm authorization and in contravention of firm policy. Accordingly, Dimco violated FINRA Rule 2010.

Reference 2024081608301data-portal.finra.orgfinra.orgdata-portal.finra.org