Nex Systems
Person

GREGORY STEWART BRENT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/20/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017052877701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Gregory S. Brent (CRD No. 1858718), Respondent Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Gregory S. Brent (“Brent” or “Respondent”), submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose

    Reference 2017052877701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1858718

Other names1

Also known as1

Gregory S. Brent

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