RUFINO T SINGSON, SR
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/10/2007: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005001886601 TO: Department of Enforcement NASD RE: Rufino T. Singson, Sr. ("Singson") (CRD No. 2025299) Pursuant to Rule 9216 of NASD Code of Procedure, Rufino T. Singson, Sr. ("Singson) submits this Letter of Acceptance, Waiver ind Consent ("AWC") for the purpose if proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against
Reference 2005001886601finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2025299 |
Other names1
Also known as1
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