Nex Systems
Person

DONNA JEAN PARKER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/21/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007009449001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Donna Jean Parker, Respondent Client Associate CRD No. 1190964 Pursuant to Rule 9216 of FINRA Code of Procedure, Donna Jean Parker ("Parker" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2007009449001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1190964

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