TOMY VUKSANAJ

12/19/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. TOMY VUKSANAJ (CRD No. 4267663), Respondent. Disciplinary Proceeding No. 20060042995-01 Hearing Officer COMPLAINT Upon information and belief, the Department of Enforcement ("Complainant") alleges as follows: JURISDICTION 1. Respondent Tomy Vuksanaj ("Vuksanaj") first became registered as a General Securities Representative ("GSR") in November 2000 through his association with an NASD member firm. 2. From June 12, 2003 through

05/10/2007: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. TOMY VUKSANAJ (CRD No. 4267663), Respondent. Disciplinary Proceeding No. 20060042995-01 DEFAULT DECISION Hearing Officer - SW Date: May 10, 2007 Respondent is barred from associating with any member firm in any capacity for violating NASD Conduct Rule 2110 by (i) forging his customers' signatures on bank withdrawal slips to obtain $83,600 from their bank accounts without their authorization or consent, and (ii) converting the

Reference 2006004299501data-portal.finra.orgdata-portal.finra.orgfinra.org