JEFFREY D. GUCKERT

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/24/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JEFFREY D. GUCKERT (CRD No. 3097226), Respondent. Disciplinary Proceeding No. 2007008174801 DEFAULT DECISION Hearing Officer - SW Dated: November 24, 2008 Respondent is barred from associating with any FINRA member firm in any capacity for failing to respond to requests for information from the FINRA staff, in violation of Conduct Rule 2110 and Procedural Rule 8210. No separate sanction is imposed
Reference 2007008174801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3097226

Other names1

Also known as1

JEFFREY DAVID GUCKERT

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