Nex Systems
Person

SHANIQUA N WHITE

Regulator action

United States. Named in 2 sanctions listings.

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Sanctions and listings2

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/14/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Shaniqua N. White (CRD No. 5337573), Respondent. DISCIPLINARY PROCEEDING NO. 20080150003001 HEARING OFFICER - COMPLAINT The Department of Enforcement alleges: SUMMARY 1. During August 2008, Shaniqua N. White ("White" or the "Respondent") converted approximately $1800 by creating a temporary automated teller machine

    Reference 2008015003001data-portal.finra.orgfinra.org

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/23/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Shaniqua N. White, CRD No. 5337573, Respondent DISCIPLINARY PROCEEDING No. 2008015003001 HEARING OFFICER: SNB ORDER ACCEPTING OFFER OF SETTLEMENT November 20, 2009 INTRODUCTION Disciplinary Proceeding No. 2008015003001 was filed on September 18, 2009, by the Department of Enforcement of the Financial Industry Regulatory

    Reference 2008015003001finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number5337573

Other names2

Also known as2

SHANIQUA N. WHITESHANIQUA WHITE

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