Nex Systems
Person

JOHN CHARLES TIBBS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/01/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013038101501 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: John Charles Tibbs, Respondent Former General Sales Representative CRD No. 1390607 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, John Charles Tibbs (“Tibbs”) submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations

    Reference 2013038101501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1390607

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