JITEN D MEHTA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/27/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JITEN D. MEHTA, CRD No. 2242882 Respondent. Disciplinary Proceeding No. 20080146589701 Hearing Officer: RSH ORDER ACCEPTING OFFER OF SETTLEMENT Date: September 27, 2010 INTRODUCTION Disciplinary Proceeding No. 20080146589701 was filed on March 3, 2010, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Jiten D. Mehta submitted an Offer
Reference 2008014589701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2242882

Other names1

Also known as1

JITEN D. MEHTA

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